The Authenticity of Traditions:

A critique of Joseph Schacht’s Argument e Silentio

 Dr. Zafar Ishaq Ansari

  

O

ne of the major theses which has gained general acceptance among Western scholars of early Islam is that the traditions (aḥādīth) from the Prophet (peace be on him) or from his Companions belong, on the whole, to a period considerably later than that to which they are ascribed. These traditions, it is claimed, arose as a cumulative result of attributing doctrines (in fact arrived at by individual reasoning), via a chain of authorities all the way to the Prophet and his Companions. The obvious motive for doing this on the part of different persons or schools was to gain an authoritative character for their respective doctrines. Put in plain terms, this thesis claims that the corpus of traditions from the Prophet is largely the product of a large‑scale, pious forgery.

I

The trend of questioning, and in fact denying the authenticity of traditions was already evident during the second half of the nineteenth century in the works of prominent Western scholars such as William Muir, Aloys Sprenger, Alfred von Kremer and Theodore Noeldeke.[1] It was, however, in the writings of Ignaz Goldziher, (whose second volume of Muhammedanische Studien is devoted to a critical study of Ḥadīth), that this trend found its first most sustained and vigorous expression. Goldziher’s main argument was that the traditions reflect the attitudes and viewpoints obtaining in the second and third Islamic centuries and have little to ten about the early part of the first century to which they allegedly belong. This argument instantly, gained a wide acceptance among the Western scholars of Islam, and has since remained with them as an established thesis.[2]

After Goldziher a number of Western scholars have used the traditions extensively as a source material in their studies on the early centuries of Islam. Among them two stand out very promi­nently: A.J. Wensinck and Joseph Schacht. Wensinck used the tra­ditions with a theological bearing to study the development of Islamic theology and adopted broadly the same approach as Goldziher’s.[3] Schacht, on the other hand, concerned himself with the “origins” of Muslim jurisprudence and hence considered the role of the traditions in the development of Muslim law– in the development of both substantive doctrines and of legal theory. He not only confirmed Goldziher’s essential thesis but went consider­ably beyond him. He claimed that the tracing of traditions back to the Prophet was developed very late in Islam; that a considerable number of legal traditions from the Prophet were “put into circu­lation” after circa 150 A. H. which, according to him, marks the beginning of the “literary” period of Ḥadīth transmission. Schacht’s scepticism was even more rigorous than Goldziher’s. This would be evident from the “methodical rule”, which, according to Schacht, follows from Goldziher’s results. Schacht has expressed this in the following words: [4]

... every legal tradition from the Prophet, until the contrary is proved, must be taken not as an authentic or essentially authentic, even if, slightly obscured, statement valid for his time or the time of the Companions, but as the fictitious expression of a legal doctrine formulated at a later date.

This was Schacht’s position in Origins that appeared in 1950. Fourteen years later when Introduction came out, he appears to have moved to a position which seems even more pronouncedly extreme: “Hardly any of these traditions, as far as matters of religious law are concerned, can be considered authentic ......[5]

Schacht has frequently used the argument e silentio to show the non‑existence of many traditions in the early period of Islam. This argument, in his own words, consists of the following:[6]

The best way of proving that a tradition did not exist at a certain time is to show that it was not used as a legal argument in a discussion which would have made reference to it imperat­ive, if it had existed... This kind of conclusion is furthermore made safe by Tr. VIII, 11, where Shaybānī says: “Thing is so unless the Medinese can produce a tradition in support of their doctrine, but they have none, or they would have produced it.” We may safely assume that the legal traditions with which we are concerned were quoted as arguments by those whose doctrine they were intended to support, as soon as they were put into circulation.

In his actual resort to this argument, however, Schacht is not con­sistently mindful of his own restrictive stipulation, viz., “that a tradition would be deemed non‑existent at a certain time if it was not used as an argument in a discussion which would have made reference to it imperative.” [7] His slipshod resort to this argument would seem to suggest that the Muslim scholars of the second and third centuries were in a perpetual state of “discussion”, an assump­tion which is patently unacceptable to common sense.

The present paper is not concerned with the question of the authenticity of traditions, nor with Schacht’s views on that question as such. Rather it is addressed exclusively to Schacht’s e silentio argument on which he mainly bases his case for the non-authenticity of traditions.

II

Even a casual reading of the Origins makes it evident that Schacht’s “methodical rule” and his line of argumentation are highly sweeping. It would seem altogether unreasonable to claim validity for Schacht’s argument unless we were to make the following assumptions:

1)    that during the first two centuries of Islam whenever legal doctrines were recorded, their supporting arguments, especially the traditions, were also consistently mentioned;

2)    that the traditions known to a jurist (or traditionist) would necessarily have been known to all the other jurists (and traditionists) of his time;

3)    that all the traditions which were “in circulation” at a particular period of time were duly recorded, were widely publicised and were subsequently preserved so that if we fail to find a tradition in the works of a known scholar that is tantamount to its non‑existence in his time – in his own region as well as elsewhere in the realm of Islam.

None of these assumptions can be corroborated by historical evidence. In fact, it can be positively shown that they do not cohere with the known facts of the period concerned.

The earliest works embodying traditions which have come down to us were composed around the middle of the second century and subsequently.[8] The composition of these works was motivated by a complex of factors. One of these was the desire to record the doctrines followed by the scholar’s predecessors, especially the generally accepted doctrines of his school. It was for this reason that often it was deemed sufficient to record the doctrines of one’s school, without necessarily recording alongside in support of those doctrines, traditions from the Prophet or Companions.[9]

It is well known that many doctrines derived from the Qur’an were recorded in these writings without any reference to the relevant Qur’anic verses.[10] There is ample evidence to show that this was equally true in regard to traditions. There is a great number of instances where a jurist recorded the doctrine of his school on a legal question but did not care to cite the tradition which was relevant to, and/or was supportive of his doctrine, even though it can be incontrovertibly shown that he knew that tradition.[11] Indeed, it would be interesting to explore the traditions found in the earlier works but not found in later works. This would mean working on the reverse of Schacht’s assumption, and would, we may presume, produce quite startling results. We carried this out on a limited scale and found it of considerable significance. For if it can be shown– and in our view it can– that a large number of traditions found in earlier works are not found in works of a later period, let alone in contemporaneous works, and that the jurists of the period under discussion often felt themselves under no obli­gation to cite the many traditions which were known to them, even those that supported their doctrines, the ground of Schacht’s argument is seriously put in doubt. In the following pages we have essayed a comparative study of a fair assortment of legal doctrines of some second century jurists to illustrate the inadequacy of Schacht’s assumptions.

We would start our study by comparing the two Muwaṭṭas, viz., those of Mālik and Shaybānī. Mālik’s Muwaṭṭa’, as we know, is a repertory of the legal doctrines of the Medinese school and also a major early collection of aḥādīth. Mālik (b. circa 95 A.H.), the founder of the Mālikī school, was considerably older than Shaybānī (b. 132 A.H.). Shaybānī, who belonged to the legal school of Abū Ḥanīfah (d. 150 A.H.), prepared an edition of Mālik’s Muwaṭṭa’. Besides incorporating the opinions expressed, and the traditions recorded by Mālik, Shaybānī’s edition also presents the variant doctrines of the author and his school, occasionally followed by traditions in support of those doctrines.

A large number of traditions found in the Muwaṭṭa’ of Mālik are not to be found in the Muwaṭṭa’ of Shaybānī and this in spite of the fact that Shaybānī was the younger of the two.[12] What is even more curious is that occasionally the traditions of Mālik’s Muwaṭṭa’ [Muw.] which are supportive of the doctrines of Shaybānī’s school are not found in his Shaybānī’s Muwaṭṭa’[Muw. Sh.]. The following will illustrate this.

·                       The section on timings of the prayers in Muw. (pp. 3 ff.) contains in all 30 traditions, out of which only three have been mentioned in Muw.Sh. (pp. 42 ff.).

·                       On the question of the preferred time for morning prayer, the disagreement between the Kufans and the Medinese is well­ known. ‘The Medinese were in favour of performing the morn­ing prayer when it was still dark, while the Kufans were of the view that prayer should preferably be held a little later when there was some light. Muw. Sh. (p. 42) mentions this doctrine of the Kufans. Strangely enough, Shaybānī makes no mention of a tradition from the Prophet which is found in Muw. (pp. 4 f.) and which supports the doctrine of his school.[13]

·                       On the question whether touching of the genital parts necessit­ates fresh ablution, there are six traditions in Muw. (pp. 42 f.) whereas Muw.Sh. (p. 50) has only two. The omitted tradi­tions include one from the Prophet and another from Ibn ‘Urnar.

·                       On the question of ghusl owing to janāba, Muw. (pp. 44 L) has four traditions, out of which only one is found in Muw. Sh. (pp. 70 f.). The omitted traditions include two traditions from the Prophet.

·                       The Section entitled “Ghusl al‑mar’ā idhā ra’at fī al‑manām...” in Muw. (pp. 51 L) has two traditions whereas Muw. Sh. (p.79) has only one. Of these, the latter work does not contain the tradition that has been recorded in Muw. (pp. 51 L) as a tradition from the Prophet with the asnād: Mālik ‑ Umm Salina ‑ Umm Sulaym, ‑ the Prophet.

·                       The entire section entitled “al‑Wuḍū’ min al‑qubla” in Muw. (pp. 43 f.), is not found in Muw Sh.

·                       The whole section entitled “al‑ñāhūr fī al‑mā’ “ (Muw. pp. 22 ff.) is not found in Muw. Sh.

·                       The sections on ‑al‑Bawl qā’iman “ and on “al‑Siwāk”  (pp. 64 ff.) are not found in Muw. Sh.

·                       The section “al‑Nidā’ fī al‑ṣalā” (Muw. PP. 67 ff.), if compared with the corresponding section in Muw. Sh. (pp. 82 ff.), shows that several traditions of Muw. (viz, nos. 1, 3, 5, 6, 7, 9) are not found in Muw. Sh.

·                       The section entitled “Kafan al‑mayyit”, (Muw., pp. 223 f.) contains three traditions, of which Muw. Sh. (p. 162) has only one (no. 1 in Muw.), a tradition from ‘Abd Allāh b. ‘Amr b. al‑‘Ās. Out of the two traditions which it does not contain, one reports the manner in which the Prophet was wrapped in the coffin.

·                       The section on “Zakāt at‑fiṭr” in Muw.Sh. (p. 176) does not contain the tradition from Ibn ‘Umar found in Muw. (p.283).

·                       The traditions found in the sections of Muw. entitled “Man lā tajib ‘alayh zakāt al‑fiṭr” (p.285)” Makīlat zakāt al‑fiṭr” (p. 283), are not found at all in Muw. Sh.

·                       In the section on “Isti’dhān al‑bikr wa al‑ayyim” three tra­ditions are found in Muw. (pp. 524 f.), while only one is found in Muw. Sh. (p. 239). The missing ones include a tradition from ‑ the Prophet.[14]

·                       The section on “li‘ān” in Muw. Sh. (p. 262) does not contain several traditions found in the corresponding section in Muw. (pp. 566 ff.).

·                       The section on the prohibited forms of the sale of dates in Muw. Sh. (pp. 330 L) contains only one out of the three traditions mentioned in Muw. (pp. 623 L), even though all three go back to the Prophet.

The same can be illustrated by comparing the works of Abū Yūsuf and Shaybānī, particularly Āthār A.Y. and Āthār Sh. for a large number of traditions recorded in Āthār A.Y. are not found in Āthār Sh., although the author of the former work was older.[15]

·                       Āthār A.Y., 845 a tradition from Ibn Mas‘ūd on muḍāraba is not found in Āthār Sh.

·                       Āthār A.Y. 830, a tradition from the Prophet regarding disagreement on price between the buyer and the seller is not found in Āthār Sh.

·                       Āthār A. Y., 666, a tradition from ‘Umar found in the section on divorce and ‘idda is not found in Āthār Sh.

·                       On the question of nafaqa and sukna’, Āthār A. Y. has several traditions, i.e. 592, 608, 726 and 728. These are not found in Āthār Sh.

·                       Āthār A. Y. 704, 707 709 which are related to li‘ān are not found in Āthār Sh.

·                       Āthār A. Y., 492, 092, and 696 which deal with ẓihār are not found in Āthār Sh.

·                       Āthār A. Y., 857, a tradition from Silim on muzāra‘a, is not found in Āthār Sh.

·                       Āthār A.Y., 779 and 780 which refer to farā’iḍ are not found Āthār  Sh.

·                       Āthār A.Y., 399, 401, 597,607, etc., on miscellaneous subjects are not found Āthār  Sh.[16]

This shows that even though there is no reason to believe that Shaybānī did not know these traditions, his work does not record them ‑ a fact which falsifies the assumption underlying the method followed by Schacht in his attempt to establish the “growth of traditions.” In this connection the following possibilities, each one of which is plausible, have been altogether ignored.

1.           That the person concerned might have heard and then forgotten the tradition in question;[17]

2.           That he might have heard that tradition, but might not have considered it authentic;

3.       That he might have known a tradition, but owing to the fact that not the entire quantity of traditions known to the jurists has come down‑to us, especially of the jurists of the relatively early period of Islam, there is no mention of those traditions in the works presently available to us, even though those traditions might once have existed.

To brush aside all these considerations and much evidence to the contrary and insist on an immoderate scepticism can hardly be considered worthy of mature historians.

 

 

 

Notes and References

 

[1] See this writer’s “The Early Development of Islamic Fiqh in Kūfah with Special Reference to the Works of Abū Yūsuf and Shaybānī”, Ph.D. thesis, (Typescript), Institute of Islamic Studies, McGill University, Montreal, 1966, pp. 193 f. with relevant notes (cited hereafter as Ansari, “Early Development”). For a study of the growth of a sceptical attitude to aḥādīth among Muslims see G. H. A. Juynboll, The Authenticity of the Tradition Literature: Discussions in Modern Egypt, Leiden. 1969.

[2] There are some notable exceptions, the most outstanding of whom is Nabia Abbott. In her Chicago, 1967 she has Studies in Arabic Literary Papyri 4 II: Qur’ānic Commentary and Tradition, marshalled over­ whelming evidence to show the highly exaggerated character, even falsity of the above‑mentioned hypothesis. In other studies which, for a variety of reasons have seriously questioned the thesis especially Fēat Sezgin, Geschichte des Arabischen Schrifttums, Vol. I, Leiden. For a brief assess­ment of the significance of the works of these two scholars see C. J. Adams “Islamic Religious Tradition”, in L. Binder, ed., The Study of the Middle East, New York, London, Sydney and Toronto, 1976, pp. 66‑‑69. A very significant work, which essentially follows the trend of Goldziher and Schacht, has appeared lately. See G. H. A. Juynboll, Muslim Tradition: Studies in Chronology, Provenance and Authorship of Early Ḥadīth, Cambridge, London, New York, 1983.

[3] For more recent studies on the early history of Islamic theology and the use of ḥadīth materials in them see Josef van Ess, especially Zwischen Ḥadīth und Theologie: Studien zurn Entstehten pradistinatianischer Uber­ lieferung, Berlin and New York, 1975. See also the recent work of Michael Cook, Early Muslim Dogma: A Source Critical Study, Cambridge and New York, 1981.

[4] Joseph Schacht, The Origins of Muhammadan Jurisprudence, III impression (Oxford, 1959). p. 149. Cited hereafter as Origins.

[5] Joseph Schacht, An Introduction to Islamic Law, (London, 1964), p. 34. Cited hereafter as Introduction.

[6] Origins, pp. 140 f. For an example cited by Schacht himself which seems to contradict one of the assumptions on which his argument is based, see Origins, p. 142 under the heading, “Traditions originating between Auzā‘ī and Mālik”. Here Schacht notes the need for “caution in the use of the argu­ment e silentio”, though he frequently disregards it.

It is noteworthy that Schacht himself often uses works of a later period as sources for the doctrines prevailing during the first and the second centuries. This would seem to be in flagrant violation of the canons he enunciates (ibid., pp. 140 f.). Schacht cites an argument of Shaybānī in favour of a doctrine of his school, for instance, on the basis of a late fifth century work viz., Sarakhsī (d. circa 483 A.H.), Mabsūṭ, and observes that Shaybānī’ “develops the argument in a masterly way and introduces a judicious distinction; this seems to be the argument that Shaybānī did really use”. (Origins, p. 271). Again, an alleged doctrine of the early second century is referred on the basis of ‘Iyāḍ (d. 544 A.H.) quoted in Zurqānī Commentary of Muwaṭṭa’, (ibid., pp. 107 f.). For other instances see ibid., pp. 273 and 303, and often.

[7] Origins, p. 271.

[8] According to Schacht, the literary period of Islamic legal history begins around the year A. H. 150. (See Joseph Schacht, “Pre‑Islamic Background and Early Development of Jurisprudence”, Law in the Middle East, ed. M. Khadduri and J. Liebesney, Washington, D.C., 1959, vol. I, p. 50). Margoliouth’s view seems to be substantially the same. (See D.S. Margoliouth, The Early Development of Mohammedanism, London, 1914, pp. 39 f.). In our own view while the composition of books began earlier, hardly any of those books is extant. Moreover, the earlier collections were generally small and fragmentary. As more comprehensive collections appeared, the earlier works gradually became superfluous, began to fail into disuse, and in course of time disappeared. For the early period of traditions see Fēat Sezgin, Geschichte des Arabischen Schrifttums, op. cit., and Abbot, op. Cit. See also M. M. Azami, Studies in Early Ḥadīth Literature, Beirut, 1968.

[9] See Ansari, “Early Development”, pp. 62 ff., 218 ff., and 225 ff.

[10] Ibid.,p.192, and chapter 4, n.51.

[11] See, for instance, Abū Yūsuf, K. al-Āthār, (Cairo, 1355), 1048 and compare it with Shaybānī’s Āthār Shaybānī, (Karachi, circa 1960), 878 which shows that a certain doctrine which was recorded by Abū Yūsuf as a tradition from the Prophet and transmitted by lbrāhīm, was recorded by Shaybānī in his Āthār  as the doctrine of lbrāhīm, without referring to any tradition from the Prophet. (Hereafter cited as Āthār A.Y. and Āthār Sh. respectively. Numbers refer to traditions rather than pages). In the same way in Abū Yūsuf, Iktilāf Abī Ḥanīfā wa Ibn Abī Laylā, Cairo, 1358, 116 (cited hereafter as V. 1, and cited according to its paragraph‑division, for which see Origins, pp. 321 f.). Abū Ḥanīfā’s disciple Abū Yūsuf mentions a certain tradition from the Prophet while Āthār A.Y., 738 mentions it only as a doctrine of Abū Ḥanīfa. Abū Yūsuf, K. al‑Kharāj, (Cairo, 1352), p. 91 reproduces a tradition from the Prophet with isnād on the question of muzāra‘a cited by Ibn Abī Laylā, but Th L, 51 which records the doctrines of Ibn Abī Laylā (a doctrine with which Abū Yūsuf agrees), mentions the same tradition but without its isnād.

[12] It might be contended that the comparison between the two Muwaṭṭas and the kind of conclusion we are drawing from it are not justified. 7he main reason for it is that the Muwaṭṭa’ of Mālik in fact signifies the edition of the work prepared by Yaḥyā b. Yaḥyā al‑Laythī (d. 234). Thus, contrary to what we have done, the Muw. of Mālik should be treated as a later work than Muw. Sh.

In response to this, two points are to be made. First, that Schacht himself treats Muw. Sh. as the later work and draws certain conclusions on that ground. See Origins, p. 143. Second, were we to accept Muw. as the later work and then compare its traditions with those of Muw. Sh., the results yielded by such a comparison would even more seriously undermine the foundations of Schacht’s methodology.

[13] It is interesting to note that in Shaybānī, K. al‑Ḥujaj, (Lucknow, 1888) (pp. 1 f.), where Shaybānī cited several traditions in support of the doctrines of his school, the above‑mentioned tradition of Muw. has been cited. (The above‑mentioned work is cited hereafter as Ḥujaj).

[14] The non‑citation of this tradition does not prove that Shaybānī was unaware of that tradition for he refers so to it in Ḥujaj, p. 289 with exactly the same isnād as found in Muw. and bases his doctrine on this very tradition. And this precisely is our point: that it is unjustified to assume that a scholar always cited the tradition that he knew, and even more so that the non‑citation of a tradition by a scholar necessarily indicated its non‑existence.

[15] This was in spite of the fact that Shaybānī was younger than Abū Yūsuf, who in fact was also his teacher. Moreover, Shaybānī ediied the works of Abū Yūsuf and himself composed works which were either based on or parallel to those of Abū Yūsuf. Hence, if a considerable number of traditions which are mentioned by Abū Yūsuf are not found in the parallel works of Shaybānī, it greatly undermines the validity of those assumptions (mentioned above p. 4) which alone can validate the e silentio argument of Schacht.

[16] See Ansari, ‘Early Development” chap. 4, nn. 115, 116 and 120.

[17] For explicit mention of forgetting traditions, or their isnād, or of loss of books containing these traditions, and of not citing all the traditions that one knew, see Kharāj p. 57, and al‑Shāfi‘ī, Risāla, ed. Ahmad Muhammad Shākir, Cairo, 1940, p. 431. Shāfi‘ī’s passage is all the more instructive. He mentions the following (1) 7here are several traditions which he has cited in his work as interrupted even though he had heard them as muttaṣil and mashhūr. He preferred, however, to mention them as interrupted traditions because of his lack of full memory. (2) He lost several of his works and so he had to get the traditions which he (still) remembered verified by scholars. (3) He omitted several traditions for fear of increasing the bulk of his work. He put forth what was enough, says Shāfi‘ī, without attempting to record A that he knew. See Shāfi‘ī, K. al‑Umm, 7 vols., Būlāq, 1321‑5, vol. IV, p. 177; vol. VI, pp. 3, and 172; and vol. VII, p. 4].